FSA’s COB Rule 5.2 requires a firm to take all reasonable steps to elicit the personal and financial information needed to enable them to discharge their services properly from the client’s perspective. See FACT FINDING.
The Rantings of the barely human.
FSA’s COB Rule 5.2 requires a firm to take all reasonable steps to elicit the personal and financial information needed to enable them to discharge their services properly from the client’s perspective. See FACT FINDING.